Events

Views Navigation

Event Views Navigation

Today

Latest Past Events

Webinar: Overview of the New Prudential Regime for Investment Firms (IFPR)

With the implementation of the new prudential regime for investment firms (IFPR) on the horizon, Mike Chambers and the prudential team at Wheelhouse Advisors have conducted a number of IFPR impact assessment projects across a variety of investment firm types and sizes. In this session, Mike will discuss the changes brought about by the new […]

Webinar: Best Practices to Implement the New Advertising and Cash Solicitation Rules

Greyline will be hosting a panel discussion on the new marketing rule and considerations for implementation from a consultant, legal and CCO perspective. The webinar will be presented to the Bay Area CCO Committee group, and it is open to the entire financial services community. Speakers Annie Kong, Senior Vice President, Greyline Annie Kong is […]

Darren Mooney

Partner and Co-Head of Business Development

Darren Mooney is a Partner and the Co-Head of Business Development at Greyline. Before joining Greyline, Darren served as deputy chief compliance officer of Partner Fund Management where he held primary responsibility for the compliance program of the second-largest hedge fund in the Bay Area. Prior to that, Darren spent five years providing compliance consulting services at Cordium and then ACA Compliance Group, where he led the company’s San Francisco office and west coast operations. In addition to providing ongoing consulting services to a variety of investment managers, including hedge fund, private equity, venture capital, real estate, quantitative and other wealth managers, Darren also regularly guided clients through the SEC registration process, implemented tailored compliance programs, supported clients’ live SEC exams, and served as an SEC-mandated independent compliance consultant following an SEC enforcement action. Darren’s other experience includes serving as deputy chief compliance officer and associate counsel at F-Squared Investments where he directly supported the compliance program during the investigation and subsequent enforcement regarding historical advertising practices. Darren has a B.S. in Economics from the University of Delaware and a J.D. from Suffolk University Law School. He is a member of the Massachusetts bar.

Annie Kong

Partner and Head of Venture Capital
Annie Kong is a Partner and Head of the Venture Capital Division at Greyline. She provides ongoing compliance consulting to investment advisers and manages client relationships. Prior to joining Greyline, Annie was part of compliance and operations at a long-only manager-of-managers that advised pension fund clients. While there, she conducted compliance and operational due diligence on SEC-registered investment advisers on the platform. She also oversaw and counseled on various legal matters across the firm. Annie has a B.A. in Economics from the University of California, San Diego, and a J.D. from the University of San Diego School of Law. She is an active member of the State Bar of California.
Greyline is pleased to announce that we are the recipient of the 2021 HFM U.S. Service Award in the Best Technology Firm – Newcomer category.