Greyline will be hosting a panel discussion on the new marketing rule and considerations for implementation from a consultant, legal and CCO perspective. The webinar will be presented to the Bay Area CCO Committee group, and it is open to the entire financial services community. Speakers Annie Kong, Senior Vice President, Greyline Annie Kong is […]

With the implementation of the new prudential regime for investment firms (IFPR) on the horizon, Mike Chambers and the prudential team at Wheelhouse Advisors have conducted a number of IFPR impact assessment projects across a variety of investment firm types and sizes. In this session, Mike will discuss the changes brought about by the new […]