Greyline will be hosting a panel discussion on the new marketing rule and considerations for implementation from a consultant, legal and CCO perspective. The webinar will be presented to the Bay Area CCO Committee group, and it is open to the entire financial services community. Speakers Annie Kong, Senior Vice President, Greyline Annie Kong is […]
With the implementation of the new prudential regime for investment firms (IFPR) on the horizon, Mike Chambers and the prudential team at Wheelhouse Advisors have conducted a number of IFPR impact assessment projects across a variety of investment firm types and sizes. In this session, Mike will discuss the changes brought about by the new […]
Darren Mooney is a Partner and the Co-Head of Business Development at Greyline. Before joining Greyline, Darren served as deputy chief compliance officer of Partner Fund Management where he held primary responsibility for the compliance program of the second-largest hedge fund in the Bay Area. Prior to that, Darren spent five years providing compliance consulting services at Cordium and then ACA Compliance Group, where he led the company’s San Francisco office and west coast operations. In addition to providing ongoing consulting services to a variety of investment managers, including hedge fund, private equity, venture capital, real estate, quantitative and other wealth managers, Darren also regularly guided clients through the SEC registration process, implemented tailored compliance programs, supported clients’ live SEC exams, and served as an SEC-mandated independent compliance consultant following an SEC enforcement action. Darren’s other experience includes serving as deputy chief compliance officer and associate counsel at F-Squared Investments where he directly supported the compliance program during the investigation and subsequent enforcement regarding historical advertising practices. Darren has a B.S. in Economics from the University of Delaware and a J.D. from Suffolk University Law School. He is a member of the Massachusetts bar.
